Nov 10, 2026  
2026-2027 Academic Calendar Mount Royal University 
    
2026-2027 Academic Calendar Mount Royal University

FNCE 4406 - Financial Markets, Institutions and Governance


Credit(s): 3
Lecture Hour(s): 3
Lecture Hours Schedule Type: Lecture
The effective operation and governance of financial markets and intermediaries play an important role in the efficient functioning of a market economy.  By providing a conceptual framework, this course critically examines how financial institutions and markets facilitate the transfer of resources from savers to borrowers, and why prudent governance capabilities need to be in place so that financial markets and institutions can effectively carry out their intended functions.  Topics include an examination of risk, credit markets, interest rates, investor monitoring and market microstructure, commercial banking operations and management, securitization and financial system governance. 

 

Prerequisite(s): FNCE 3228  or FNCE 3302 .